upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
electronic forms, did not https://www.sec.or.th/EN/Documents/Auditor/activitiesreport2015.pdf Activity report 2017En Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT
of naked short selling transactions without actual securities borrowing, which is currently a matter of public concerns. Currently, the SET’s inspection system operates on a risk-based approach and the
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION
- Testing and Inspection 13.89 13.12 0.77 5.87% 3 Cost of sales and services (442.04) (406.41) 35.63 8.77% Gross Profit 43.73 30.54 13.19 43.21% Other income 3.89 3.28 0.61 18.51% 4 Profit before expenses
) (23.90%) 3 - Construction 343.54 192.48 151.06 78.48% 4 - Testing and Inspection 15.83 16.83 (1.00) (5.94%) 5 Cost of sales and services (494.89) (362.98) 131.91 36.34% Gross Profit 56.52 44.38 12.14 27.35
% - Construction 637.29 469.46 167.83 35.75% 2 - Testing and Inspection 24.23 15.07 9.16 60.78% 3 Cost of sales and services (757.45) (620.43) 137.02 22.08% Gross Profit 70.79 64.22 6.57 10.23% 9 Other income 2.43
inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and underwriting of investment units (LBDU), the SEC's further investigation has
investment consultant for six months and one month, respectively, starting from December 25, 2015. The SEC's further inspection has revealed several defective core work systems of AEC, especially the Know