for investment. While checking accuracy of information affecting the decision of the client , the intermediar y shall control and prevent not to circulate the information which have not been yet
the client for considering and making a decision for investment. While checking accuracy of information affecting the decision of the client, the intermediary shall control and prevent not to circulate
the client for considering and making a decision for investment. While checking accuracy of information affecting the decision of the client, the intermediary shall control and prevent not to circulate
Acquisition or Disposal of Assets to the Stock Exchange of Thailand (the “SET”) and circulate the information letter to its shareholders within 21 days of the date of disclosure of this transaction to the SET
Activity Report 61En INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2018 Executive Summary....................................................................................02 Quality Assurance Review Panel........................................03 Activities for Enhancing Financial Reporting Quality.................................................................................................07 Summary of Audit Inspection Results A. Firm-Le...
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (2nd additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Informati...
family member and close family member should be clearly specified. The firm should also circulate the policies and procedures for the personnel at all levels to acknowledge and accept; - Establish a method
Reform Priorities in Asia: Taking Corporate Governance to a Higher Level Taking Corporate Governance to a Higher Level reform priorities in Asia 2011 REFORM PRIORITIES IN ASIA: TAKING CORPORATE GOVERNANCE TO A HIGHER LEVEL 2011 This work is published on the responsibility of the Secretary-General of the OECD. The opinions expressed and arguments employed herein do not necessarily reflect the official views of the Organisation or of the governments of its member countries. This document and any m...
local supply of directors is an important factor in determining board composition. Companies tend to recruit directors locally and thus share the same pool of potential directors. Firms located nearby
No. ECF2 035/2562 23 September 2562 Subject Notification on the resolutions of the Board of Directors’ Meeting approving the purchase of the ordinary shares in KPN Academy Company Limited, the increase of registered capital, the issuance and the allocation of the newly-issued shares to specific persons (Private Placement) and the convening of the Extraordinary General Meeting of Shareholders No. 1/2019 (additional) To Director and Manager The Stock Exchange of Thailand Enclosure 1. Information M...