allocation and stock returns using data of individual mutual fund’s stock holdings. We compile data from multiple sources: fund returns, characteristics, TNAs, and periodic stock holdings are obtained from
the internationally known ISQC1, together with the periodic analysis of root causes and the effective execution of remediation plans for any deficiencies identified by the quality control system. As
, suggestions or complaints via internal electronic network and closed-circuit TV systems. We also provided recommendations on compliance with the Statement of Corporate Governance Principles and best practices
services and various types of investment risks. Periodic educational programs and activities ran via traditional and online media channels such as radio, television and prints. The SEC is in the process of
แบบแสดงรายการขอมูลการเสนอขายตราสารหน้ี (รายครั้ง) (แบบ 69-DEBT-PO-GOV.AGENCY) บริษัท........... (ช่ือไทย/อังกฤษของผูเสนอขายตราสารหน้ี) ............. เสนอขาย ......................................................................................................................... ......................................................................................................................... ....................................................................................................
disclose their periodic financial statements as specifies by the SEC, Executives of issuing companies failed to report their acquisition and disposal of securities TABLe 4: Legal actions taken under the
Annual Report 2009 1 Annual Report 20092 Over the past year, the Thai economy experienced a recession for the first time since the Asian economic crisis in 1997. The first quarter saw a 7.1 percent contraction as a result of sluggish export in the midst of global financial crisis, diminishing demand of domestic private sector, and lack of confidence in economic and political directions. All these factors played out against a backdrop of weakening economies of our trade partners worldwide, which...
Annual Report 2007 Securities and Exchange Commission, Thailand ANNUAL REPORT 2007 Corporate social responsibility is the continuing commitment by business to behave ethically and contribute to economic development while improving the quality of life of the workforce and their families as well as of the local community and society at large. (WBCSD Stakeholder Dialogue on CSR, The Netherlands, Sept 6-8, 1998) C o n t e n t s Corporate Review Capital Market Review Action Plan and Events Achievemen...