this 30th day of December 2003. (Captain Suchart Jaovisidha) Minister of Finance Chairman of the Securities and Exchange Commission Note: The Notification of the Securities and Exchange Commission No
2003 Captain Suchat Jaovisidha 10 February 2003 - 9 March 2004 Somkid Jatusripitak 10 March 2004 - 1 August 2005 Thanong Bidaya 2 August 2005 - 19 September 2006 M.R. Pridiyathorn Devakula 9 October
2003 Captain Suchat Jaovisidha 10 February 2003 - 9 March 2004 Somkid Jatusripitak 10 March 2004 - 1 August 2005 Thanong Bidaya 2 August 2005 - 19 September 2006 M.R. Pridiyathorn Devakula 9 October
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
supervising the securities company under the first paragraph, the supervisor may authorize other company to perform such duty if the securities company is able to demonstrate that the authorized company is able
knowledge and information to the public in the northeastern part of Thailand. For example, the roles of the SEC in supervising the market and enhancing investor protection, giving of investment advice
Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens
supervising them to exercise their due responsibilities, rating the credibility of bonds, that they are up to international standards and regulations, namely, that (1) the rating process is of quality and
supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non