investor in the European Economic Area ("EEA") or in the United Kingdom (the "UK"). For these purposes, a retail investor means a person who is one (or more) of: (i) a retail client as defined in point (11
that Sakorn solicited the person to purchase BSEC shares based on the insider information that OSK Investment Bank Berhad (OSKIB) in Malaysia was interested in buying BSEC shares from Bangkok First
February 26, 2014, reasoning that she intended to take profit for the client by selling out when the price increased and buying back when the price declined. Making trading decisions of securities in the
Miss Kannida Tangkittrongcharoen Miss Kannida Tangkittrongcharoen joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a
Mr. Koravit Asawakul Mr. Koravit Asawakul joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and
Mr. Pakkawan Wongopasi Mr. Pakkawan Wongopasi joined or agreed with other offenders in manipulating 4 securities by separating duties to executing buying or selling orders in a way of concealing and
of Mrs. Supritha Pai Kasturi, PTL’s Senior Manager - Finance & Accounts who also knows the inside information. Mr. Amit acknowledges the in buying of PTL shares using inside information and
financialization era using cryptocurrencies” 8 Objective 1. To create a portfolio with equal weight distribution using digital assets (The Naïve portfolio). 2. To test the strategy of buying, selling, buying and
/1 of the Notification of the Capital Market Supervisory Board No. Tor Dor. 26/2553 Re Offer for Sale of Debentures Denominated in Foreign Currency in the Kingdom of Thailand dated 4 June 2010 as
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