Capital Market Supervisory Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 56(3)(4) Settlement

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC

, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by managing an advertisement about commission-free trading services without end period that cause investors or

the Capital Market Supervisory Board. SEC Act S.56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 29/2024 Dated 13/05/2024

One Report for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 3/2024 Settlement Committee

Supervisory Board. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 30/2024 Dated 13/05/2024

;) within the period as specified by the notification of the Capital Market Supervisory Board. SEC Act S.300 in conjunction with 56(3)(4) Settlement Committee Meeting No. 3/2024 Settlement Committee

held in his securities account and private funds of 6 people to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board when his aggregated holding of TIGER