asset management firms in launching new funds and making investment plans more efficiently. In applying for auto approval, the firms must submit a certification that such fund meets the conditions set
Market Integration ? The SEC advised that the ASCO study possible impacts of ASEAN Capital Market Integration and adjust business plans or strategies in preparation for the integration which will enable
information about the funds? investment plans to trade securities for her personal or other persons? gains (front running). Such trading activities were made through two securities trading accounts with
plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are
: rangrong@sec.or.th or nattasasi@sec.or.th. In addition, SEC plans to officially launch the Wealth Advice for All Project in September 2018 to raise awareness in a wide range of people and a list of
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy
as forge cooperation and join hand with industry experts to formulate action plans to drive the region’s agenda and connectivity. The conference was attended by over 300 participants ranging from
under the SEC supervision which helps investors make informed decisions, (2) SEC Retirement Checkup, an application for facilitating investment plans and retirement savings calculation, and (3) SEC
* and Form 56*. These rules have caused an unreasonable burden on these companies. SEC therefore plans to improve these rules to facilitate holding companies, which engage in various types of business