under the SEC supervision which helps investors make informed decisions, (2) SEC Retirement Checkup, an application for facilitating investment plans and retirement savings calculation, and (3) SEC

Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019

aspects. The four main aspects are (1) defining a governance structure, (2) integrating with organization strategic plans, (3) risk management, and (4) setting metrics and targets. Therefore, the

and reliable details of business plans, products, platforms or working team. The SEC therefore strongly urges the interested public to become fully aware of the related risks, and contact properly

startups to access sources of capital efficiently at reasonable costs.”“Presently, SEC has the existing equity crowdfunding rules since 2015 for SMEs and startups with clear business plans to gain easier

invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy

as forge cooperation and join hand with industry experts to formulate action plans to drive the region’s agenda and connectivity. The conference was attended by over 300 participants ranging from

plans and distribution of digital tokens, examine and ensure source code that matches the disclosed information, and identify investors’ identity, status and risk-taking ability.Once ICO portals are

: rangrong@sec.or.th or nattasasi@sec.or.th. In addition, SEC plans to officially launch the Wealth Advice for All Project in September 2018 to raise awareness in a wide range of people and a list of

SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to