The objective of the project, which is organized for the second year in continuation from 2022, is to give financial support for development of necessary knowledge and skills for women, who have
startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market. SMEs intending to raise fund through public offering and to have their shares
performs monitoring function? 2 Does the firm have a partner or manager level individual who is responsible for its monitoring process? If yes, Does the responsible person have sufficient and appropriate
management have been issued and revised with more flexibility and in line with international standards supportive to the capital market development. New distribution channels such as fund supermart and more
requirement in the identification and verification process for the onboarding clients who already have relationship managers elsewhere outside the premise or the clients who have a life-time ID card without
The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
., Ltd. (ThaiWM / website: thaiwm.com).In addition, SEC is reviewing information of two other digital asset business operators that have applied for operating licenses, in conformity with the
In the past, proposing of agenda items by shareholders of listed companies and proxy soliciting have been carried out differently for each company and for soliciting person as there is no common
investors. This is because institutional investors have the capacity to take care of themselves. However, the definitions of “institutional investor”* have been revised in accordance with the resolution of
estate investment trusts (REITs) within 2020 before considering cross-border listing opportunites. In addition, SFC and HKEX have stated that depository receipts (DR) would be subject to similar