SEC is conducting a public hearing on the principle excluding promulgation of research analysis among investors in ASEAN countries from being regarded as the activity of investment consultant, in
diligence concerning:1. Information on counterparty that may have relationship with issuing company. As such counterparty was being under criminal proceedings by public authority, the result may impact the
Seharajnives7. Mr. Tanasin Gleeplumjeak8. Mr. Tarawut Leelayuthto9. Miss Warisara Srichaipunha Marketing officers who are also being the SET?s authorized officers (in the
, Phoonsak Tongsawet and Saksilpa Kongkanon for being the principals in manipulating the share prices of C.I. Group Plc. ("CIG") and Siripong Sirisavadibud, Vichai Thamrongdulapak, Suttinun
case thoroughly or being selective in doing so. Mr. Sak?s comment not only hurts the SEC?s reputation but also affects investors? confidence, both here and aboard, and the Thai capital market
Investigation Bureau, the Anti-Money Laundering Office, and the Thai Bankers’ Association, to establish additional measures and industry standards to address the issue of victims' funds being transferred through
period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such as the expiration of the term of office and such
approval shall be terminated after the lapse of such period; (2) in case such person has been vacated from the approved position due to any cause other than being revoked the approval by the SEC Office such
professional due care, as follows: (1) being under receivership by the court’s order; (2)1 being banned by the Stock Exchange from performing the position of executive or person who has the controlling power of