Market Supervisory Board > The Capital Market Supervision Board Members The Capital Market Supervision Board Members (19 November 2009 - Present) SHARE : Detail Content Chairman of the Capital Market
85 87 88 102 102 103 Total staff: 422 2 Broker-Dealer Supervision Dept. 36 staff Market Supervision Dept. 9 staff Supervision Dept. 43 staff Supervision Dept. 29 staff Securities Business Senior
regulations, the SEC established foundations for good governance, social responsibility, and anti-corruption. To drive social awareness towards sustainable development, as examples, we created additional tools
ของประเทศ KR 2 ภาพรวมแผนยทุธศาสตรส์ านกังาน ก.ล.ต. ปี 2566 – 2568 B. น ำเทคโนโลยแีละนวตักรรมมำสง่เสรมิกำรพัฒนำและก ำกบัดแูลตลำดทนุ (Tech-led supervision) ตลาดทนุเป็นกลไกส าคญัในการสง่เสรมิโครงสรา้งเศรษฐ
/ Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE : For More Information ContactUs Investment Management Supervision Department Tel. +66-2263-6076
The management of two agencies discussed on enhancing cooperation between SEC Thailand and the SECC for capital markets development and supervision. This included encouraging listed companies from
service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses
process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into
must be under appropriate supervision.SEC is revising the regulations regarding supervision of outsourced companies, no matter how many outsourced companies are involved in an operation, for them to
SEC has opened for public comments to revise the regulations on supervision of fintech as there are some business operators applying fintech to improve their service efficiency for investors. For