One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to expand investment choices
effective date of the regulations; (3) Business operations standards : Requiring DA operators to: - have robust checks and balances mechanisms in place in every critical business system; - have effective
force on 16 December 2023. One of the SEC objectives is to support investors to develop a robust financial health, using the capital market to accumulate wealth in response to their needs. As such, to
. Market Competitiveness: To strengthen Thai market competitiveness by building robust infrastructure compatible to digital business models; 4. Risk Foresight and Effective Supervision: To be fully
, and expertise. For example, where the complexity of a security or the structure of a type of security, or the lack of robust data about the assets underlying the security raise serious questions as to
Notification of the Capital Market Supervisory Board Translated Version as of ………………… Readers should be aware that only the original Thai text has legal force and that this English translation is
investments; and (5) Lack serious concern on this matter because most of the people do not make any financial plan and are not aware of future problem. As the Thai capital market supervisory body, the SEC has
were liable to be offenses related to insider trading that caused the rise of the CHG share price. The inside information that Dr. Kumpol became aware of or possessed was CHG’s operating results for
ซื้อขายหรือแลกเปลี่ยนสินทรัพย์ ดิจิทัล โดยการจับคู่หรือหาคู่สัญญาให้ หรือการจัดระบบหรืออำนวยความสะดวกให้ผู้ https://dividend.sec.or.th/stat-report/59_DEF_INV_DA_INV_TH.doc Readers should be aware that
https://publish.sec.or.th/nrs/7041pe.doc Readers should be aware that only the original Thai text has legal force and that this English trans Services Related to Mutual Fund and Private Fund Management