e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

imprisonment and fines. In case of activities liable to violation of other laws outside the SEC’s jurisdiction, the SEC will collaborate with the related agencies and authorities for further proceedings

issuers from both Cambodia and Thailand to make an offer or to list their equity securities outside the issuer’s home jurisdiction. The cross-border equity offering will help expand the issuers

outside the scope of supervision of the SEC is available at https://market.sec.or.th/public/idisc/th/InvestorAlert. For inquiries or reports of leads or suspicious acts, please contact SEC Complaint

third-party “oracles” to supply data – Manipulating prices on outside sites allows attackers to compromise DeFi platforms Regulatory challenges continued • Ignorance and overconfidence of regulators – “We

company, to make it clear that an outside person who does not have access to internal information will make the purchase order. EJIP accounts must be separated from personal accounts for clarity and

Notification of the Capital Market Supervisory Board Re: Provision of Services to Clients regarding Investment in Capital Market Products Denominated in Foreign Currency in the part concerning the assignment of

part concerning the assignment of foreign personnel to give information or advice on investment in the capital market products denominated in foreign currency to the clients, mutatis mutandis. Clause 39