outsourcing. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function , an intermediary shall assign only a person approved by the SEC
. Division 1 Outsourcing central utility function _______________________ Clause 12 In case of outsourcing central utility function, an intermediary shall assign only a person approved by the SEC Office to be
. Leadership Responsibilities for Quality within the Firm rd 10 In some cases, the f i rms assign audi t engagements and other matters to some of the partners or some divisions in the substantial amount. Assign
significant economic- related benefits to MBEB. Specifically, this evidence suggests that markets assign higher price- earnings multiples, react with positive abnormal returns, or demand lower cost of debt to
objective of investment, financial condition or the demand of a specific client (specific advice), such intermediary shall assign the job to an investment planner pursuant to the Notification on Rules related
, financial condition or the demand of a specific client (specific advice), such intermediary shall assign the job to an investment planner pursuant to the Notification on Rules related to Capital Market
CRA). 1.8 A CRA should assign analysts who, individually or collectively (particularly where credit rating committees are used), have appropriate knowledge and experience for assessing the
[ii] assign others apart from the REIT manager, it has to be clearly specified such matters. In this regard, such matters shall not have the materiality contary to or in contrast to the Notification of