most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards. The
Slide 1 Geopolitical Risk and Firm Value: Evidence from Emerging Markets SEC Capital Market Symposium 2023 29th November 2023 Sasin Pringpong Sakkakom Maneenop Anutchanat Jaroenjitrkam Disclaimer
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
liquidator under the first paragraph shall be given prior approval from the Office. Expenses and remuneration arising from liquidation of any mutual fund shall be paid from the assets of that mutual fund.
eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
Al Zaabi from the Securities and Commodities Authority, United Arab Emirates. Key developments at the GEMC meeting included the SEC participation in the proposed work on Fintech in emerging
members to keep pace with the emerging risks and challenges caused by technological advances. The Thai SEC is among the inaugural group of 23, out of 130, securities regulators that are approved to become
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Notification: “REIT” means a real estate investment trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of a REIT. Clause 2 Before entering into transactions arising