ส่วนที่ 1 : ข้อมูลสรุป (executive summary) (แนบท้ายประกาศ สน. 38/2563)
ข้อมูลสรุป (executive summary) (ทจ.53-2556) (ให้ใช้แบบแนบท้าย ทจ.45/60)
Preparation and Disclosure of Report on Securities Holding of Director, Executive and Auditor
Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
that such director or manager is granted approval from the SEC;(2) In cases where a securities company appoints an executive of another securities company as its executive (cross director), such
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator