report. This will ultimately lead to more useful, more accurate and more relevant financial information. Moreover, the SEC circulated the findings arising from audit inspection, namely risk assessments and
PowerPoint Presentation การซกัซอ้มวธิกีารค านวณคา่ความเสีย่ง Large Exposure Risk ฝ่ายนโยบายธรุกจิตวักลาง มถินุายน 2563 Counterparty Risk Large Exposure Risk (LER)* Position Risk Investment Risk
offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
Year 6 Months Capital Requirement from Capital Increase THB 40 – 50 mn Source of funding apart from Capital Increase Internal cashflow and loan from financial institution Project Risk 1.) The risk of
of its normal risk management using a delta-neutral hedging strategy. The Delta hedging strategy requires that the Company continuously adjusts its hedging position as the market moves up or down. If
concentration risk due to investment in products of any single issuer. Under such conditions, a credit risk on any specific issuer in a term fund’s portfolio could adversely affect the net asset value of the
sustainable growth and returns while maintaining our market leadership under sound corporate governance and appropriate risk management. Guided by our core strategies of “Customer Centricity”, KBank has decided
outsourcee (2.1) กรณี outsource งาน investment management หรือการบริหาร ความเสี่ยงจากการลงทุน (“investment risk management”) หน้าที่และความรับผิดชอบของ outsourcee เกี่ยวกับมาตรการ BCP ของ outsourcee ต้อง
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Achievements in 2003 ● 2004 - 2007 Strategic Plan Achievements of the SEC in line with the 4 Strategic Goals 22 GOAL 1 Develop the Thai Capital Market as an Important Alternative for Fund Mobilization and