or permanent basis. In this regard, the SEC Office may prescribe other conditions for the derivatives broker to comply with. Clause 10. The derivatives broker shall procure personnel who are
or permanent basis. In this regard, the SEC Office may prescribe other conditions for the derivatives broker to comply with. Clause 10. The derivatives broker shall procure personnel who are
for promoting and maintaining security, credibility, transparency and fairness in derivatives trading, as follows: (1) procure a derivatives trading system capable of supporting expected trading volume
obtains approval from the Extraordinary General Meeting of Shareholders No. 2/2019 for the offering of the newly issued shares to PLANB, the Company will still be required to obtain an approval from the SEC
from the Extraordinary General Meeting of Shareholders No. 2/2019 for the offering of the newly issued shares to PLANB, the Company will still be required to obtain an approval from the SEC Office for
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-time or part-time auditors and individuals in the service delivery center) 3 Does the firm always acquire satisfactory references when engaging senior and high-level audit staff? 4 Does the firm examine