and means as determined by the intermediary, that they are assigned by the intermediary to provide services relating to capital market products. Division 1 Compilation and Assessment of Client
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
/Assessment/ROSC_Thailand_web.pdf Principles of Corporate Governance - G20 version effective redress for violation of their rights. Equity investors have certain property rights. For example, an equity share in
the number of the attending practitioner members and none of the members shall have any relationship to or any interest in the cases being adjudicated. 04 Mr. Pakorn Penparkkul Positions: • Academic
commonly-accepted academic principal or the international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management company should observe the duty of care
commonly-accepted academic principal or the Page 3 of 32 (Unofficial Translation) international standard as prescribed by the Association of Investment Management Companies (2) Duty of Care The management
academic researches into the capital market development. At the 4th Forum of 2015, the School of Development Economics of NIDA presented the research papers on ?Global financial market risks and financial
between the SEC and four leading business schools, aiming to apply academic researches into the capital market development. Assoc. Prof. Dr. Sorasart Sukcharoensin, NIDA researcher, said that the study on
sectors, and showcased the strategy of SEC that realizes the significance of academic studies and papers towards the effectiveness in policy-making. Multiple honorable guest speakers from
valuable and useful comments from various stakeholders including governmental and private sectors, civil society, academic sector and international organizations. Most of the feedbacks agree with the