Governance Country Assessment (CG-ROSC) is an assessment of CG policy framework and compliance with international standards of capital markets by the World Bank. As participation in this program is voluntary

The meeting agreed to resume discussion to develop mutual recognition framework to facilitate cross-border mutual fund offerings. The discussion was initiated in 2004 before later being halted.  To

Bangkok, January 19, 2016 ? The SEC is seeking public comments on draft rules and guidelines for supervising crowdfunding portals.The proposed rules aim to establish a standard framework for

In March 2018, ACMF launched the ACMF Professional Mobility Framework to contribute towards investment consultation and analysis on cross-border products in ASEAN region which will facilitate

in case of failure to rectify. The proposed rules will provide more up-to-date and practical framework and aim at mitigating undesirable impacts on securities firms? clients and counterparties as well

custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision

) LTD. - KHLONG TOEI NUEA, WATTHANA, Bangkok 10110 Tel.0-2079-2200 Fax.0-2079-4347 , 0-2079-4380 9 CLSA SECURITIES (THAILAND) LTD. 16/F, M.THAI TOWER, ALL SEASONS PLACE, 87 WIRELESS ROAD LUMPHINI, PATHUM

SECURITIES (THAILAND) LTD. 16/F, M.THAI TOWER, ALL SEASONS PLACE, 87 WIRELESS ROAD LUMPHINI, PATHUM WAN, Bangkok 10330 Tel.0-2257-4600 Fax.0-2253-0532 9 DAOL SECURITIES (THAILAND) PUBLIC CO.,LTD. 9, 18, 39 AND

ACMF Pass Under ASEAN Capital Market Professional Mobility Framework. Qualifications of the Applicant for Approval as ASEAN Investment Consultant No. Relevant Knowledge Qualifications Required

. In response to such change, the SEC closely monitors mega trends in international markets and aims to ensure the Thai capital market regulatory framework does not impede new developments. Equity