and derivatives through local securities firms. They are:1.1 securities issued by domestic companies and listed on foreign stock exchanges; 1.2 Investment grade debt securities issued by foreign private
, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4
instruments in domestic securities markets. The draft regulation prescribes a short procedure for issuing and offering TCR to facilitate rapid and timely TCR issuance in response to investors? trading orders
personnel clearly. In this regard, independent directors shall be appointed appropriately and proportionately for monitor, inspection and counterbalance of risk management and internal audit. The rule in term
%. Domestic sales decreased by 9.24% due to the decrement in sales volume of B2B and local distributors while export sales increased by 11.24% from a successful of distribution expansion in China. The Company
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
securities sold is less than the minimum amount specified by the issuer, the reasons for the cancellation of the offer for sale, and the securities subscription, etc.) - State the warning statement for
stations were not provided a warning statement about the risks of investing in digital assets. Also, the advertisements published in BTS and MRT trains were provided an investment risk in digital asset
1Q2020, overall palm oil production in both domestic and international market declined due to the significant impact of drought on agriculture. According to Department of Internal Trade, local crude palm
companies and issuing companies to have in place efficient internal control system. This is to prevent the leak of inside information as well as to prevent the use of such inside information for personal