grant approval for securities companies to undertake trust business under the following rules and conditions: Clause 1. In this Notification: “Securities company” means a company which obtains a license
to the following significant factors : 1. Net investment income, gain on investment and fair value gains totally amounted to Baht 22.53 million, a decreased of Baht 7.69 million or 25.5%, because the
issues the following regulations: Clause 1. The following provision shall be added as Clause 7/3 of the Notification of the Securities and Exchange Commission No. KorChor. 19/2551 Re: Determination of Fees
guilty, the penalties were reduced by half to the imprisonment of one year. Later, the Appeal Court adjudicated to count the prison sentence for the 1st defendant (Mr. Pornthep) following the red number
penalties were reduced by half to the imprisonment of one year. Later, the Appeal Court adjudicated to count the prison sentence for the 1st defendant (Mr. Pornthep) following the red number 1004/2561, 3300
Following an inspection report from Bank of Ayudhya, a limited broker dealer and underwriter (LBDU) licensee, and SEC’s further investigation, it was found that Vanatsavadee, securities investment
Officer.“This bilateral agreement marks another significant milestone in the bilateral cooperation between Hong Kong and Thailand, following the Memorandum of Understanding on the Strengthening of Economic
Database of Directors and Executives of Securities Issuing Companies dated 25 May 2010, the SEC Office hereby issues the following regulations: Clause 1. In this Notification and the form attached hereto: (1
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai
purpose of standardizing the operating control of brokerage and dealing of securities that are not debt instruments, the SEC Office hereby issues the following preliminary common guidelines for securities