CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

Facebook page AMATA - Capital Gain : Unlicensed securities and derivatives business (Disclosure Date : 16/05/2023)

Facebook page Capital Gain : Unlicensed securities and derivatives business (Disclosure Date : 15/04/2022)

Facebook page Capital Market : Unlicensed securities and derivatives business (Disclosure Date : 22/04/2022)

The seminar was graced by the presence of the Deputy Secretary-General to the Prime Minister for Political Affairs Kobsak Pootrakool, whose lectured under the topic of “How Thai Capital Market

bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions

bank, committed wrongful acts against investors’ assets by accepting the investors’ subscription money for mutual fund investments during off-business hours but not executing the subscription

On 15 August 2023, the Capital Market Supervisory Board Meeting No. 8/2023 passed a resolution approving the principles and draft regulations related to protection of derivatives business customer

B.E. 2535 (1992), as well as a disposal of assets of the Company pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material

Company Limited (LIVE)) and their associates, in the total of nine persons, with the Department of Special Investigation (DSI) on account of jointly committing dishonest acts to misappropriate TRITN assets