Co., Ltd., the SEC ordered the company?s board of directors to address the shortcoming in its internal control to make sure that the company?s controlling and monitoring systems function effectively.
Department and the Corporate Monitoring Department have been merged to be in charge of fully-fledged supervision of listed companies, while the Fin Tech Department is the center of digital asset-related
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
appropriate for scope, quantity and complexity of their businesses. In addition, risk management structure and system must be equipped with mechanisms for check and balance, control, monitoring, and escalating
financial products. For the best interest of the fund members, they should also be well-versed in selecting asset management companies, monitoring and assessing performance of asset management companies to
SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC has been monitoring the corporate bond market on a continuous basis. There are many policy issues to address properly. For example, corporate
monitoring the business operations and for a proper investment making-decision in a reasonable period of time. In addition, SEC has issued a guideline on information disclosure for listed companies
continually prioritized risk surveillance through prudent screening and close monitoring of borrowers along with implementation of assistance measures for affected customers, covering both corporate and retail
มกราคม 2568) ผู้ประกอบธุรกิจสินทรัพย์ดิจิทัล กับ หน้าที่เก็บรักษาทรพัย์สินลูกค้าให้ปลอดภัย 2 การติดตามตรวจสอบข้อมูลสินทรัพย์ดิจิทัลของลูกค้า ก.ล.ต. มีการติดตามข้อมูลการประกอบธุรกิจ (off-site monitoring
also with its spirit. Engendering such a culture requires a whole- of-government effort to encourage firms to understand the business case for sound corporate governance. One participant pointed out that