Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to specify the extent and procedure of outsource function related to

qualifications: (1) using proper language and size of font in order to be legible, explicit and consist with document format, including making emphasis alphabets in case of important statement, for instance

regulatory circumstances in which CRAs operate, and the varying size and business models of CRAs, the manner in which the Principles were to be implemented was left open. The Principles 1 See IOSCO Technical

regulatory objectives include:  to maintain and promote the fairness, efficiency, competitiveness, transparency and orderliness of the securities and futures industry;  to help the public understand the

Past Two Years and The First Quarter to the Most Recent Quarter or to the Extent the Actual Results of Operation are Available Information 20xx 20xx Quarter..... Total assets Total liabilities

companies, both financial and non- financial. To the extent they are deemed applicable, they might also be a useful tool to improve corporate governance in companies whose shares are not publicly traded

, the Client should carefully study and understand each category of contract specifications, including, but not limited to, type of underlying assets and variables, contract size/unit/multiplier, last

Shareholders No. 1/2017, held on September 8, 2017. Hence, the total investment cost of the project shall be proposed to the Meeting of Shareholders for approval over again. The transaction size for the

. 1/2017, held on September 8, 2017. Hence, the total investment cost of the project shall be proposed to the Meeting of Shareholders for approval over again. The transaction size for the investment in

in Lao PDR On November 21, 2019, the event of 5.9 magnitude earthquake occurred in the center of Hongsa District, Xayaboury Province, Lao PDR. As a result, the prevention system of Hongsa Thermal Power