person, sold 3,450,000 {X1} shares in his daughter's trading account. He was a {X1} advisor who had accessed to the information on company projects which generated revenues. When becoming {X1} president
this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of
Exchange of Thailand. The papers pointed out the significance of making prudent study on information and fundamental analysis of securities prior to making investment decision in order to mitigate trading
Bangkok, December 4, 2012 ? The SEC organised training programs for both the SEC staff and capital market personnel to keep pace with new securities and derivatives trading methods and prepare them
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
นางพรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวว่า ก.ล.ต. ได้พัฒนาและเปิดตัว ESG Product Platform ตั้งแต่เดือนมกราคม 2566 โดยมีความมุ่งมั่นที่จะพัฒนาแพลตฟอร์มอย่างต่อเนื่องเพื่อให้ผู้เกี่ยวข้องในตลาด
The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, together with SEC executives, held a meeting with the Crowdfunding Platform Providers Club, led
SEC Secretary-General Pornanong Budsaratragoon said: “The SEC launched the ESG Product Platform in January 2023, demonstrating our commitment to continuous development. The goal is to ensure that
digital asset service providers to the Ministry of Digital Economy and Society, which has taken action to restrict access to such platform** in order to enhance law enforcement efficiency and to prevent