common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
right is not less than 15 days. There are terms on compensation in the case where the company is unable to allocate shares to TSR holders exercising their right. The compensation must not be less than the
Placement of a Warrant (PP Warrant) Regulatory Summary Public Offering of a Warrant (PO Warrant) can be done in accordance with the following requirements: The offering company must be incorporated under Thai
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
the amendments to regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement. The SEC has therefore issued the amended notifications on the ETFs with the salient
market in terms of liquidity, market capitalization, corporate governance, and sustainable development to increase visibility and gain recognition of the Thai market in the international community. The SEC
businesses; for example, a business of limited broker, dealer and underwriter (LBDU), if they are able to meet with the requirements on registered capital, staff and management and working systems.? Suchada
, efficiency and competitiveness. Well-rounded perspectives and practicality are taken into account in response to increasing varieties of products and services in line with international standards. Also, the
announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of sustainable efficiency in all aspects of market
, investors and the general public in line with the National Strategy in the area of democratized access to financial markets for businesses and investors. The special activities we are organizing during the