ข้อ 10 ของประกาศ กรณี 2. เนื่องจากเป็นกรณีสงวนสิทธิในการเปลี่ยนแปลง suit test ที่ลูกค้าเคยทำไว้ จึงไม่ใช่กรณีการจำกัดความรับผิดตามข้อ 10 ของประกาศ
In case of the death of independent director, resign or terminate by the SEC office or where Derivatives broker is a part of financial conglomerate which has share holding structure, examination of
a part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office
part of financial conglomerate which has share holding structure, examination of internal audit and regulated by other competent regulators according to the notification of the SEC. The SEC Office has
Requirement Test (SMART) Center at Thammasat University, providing that the result must be within two years from the date of passing the examination. Apart from passing the examination, the application must
the efficiency in operating system examination and in line with the international standards. Additionally, the revised regulations allow more flexibility for suitability test; for example, if tested by
test