-border investment opportunities for investors. “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in
Exchange of Information on Cross-border Offers of ASEAN Collective Investment Schemes to Non-retail Investors or the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public
imposed on them and paid separate civil penalties at the total amount of more than 120 million baht. The six offenders are: (1) Mr. Sathit Roongwatanapak, (2) Mr. Chavin Roongwatanapak, (3) Ms. Tanyapa
first half of 2020 was affected by the COVID-19 outbreak that wreaked wide spread havoc upon economies around the world. Moreover, the border closure policies, and travel limitations to control the spread
suggestions, please email aunchisa@sec.or.th and archari@sec.or.th. Thank you again for your kind contribution. 1. Aggregate limit of 3 million baht on total investments in ICOs by each retail investor in any
and GCB employ same group of employees and use the same warehouses for distribution, therefore it is not possible to separate the business of these two companies. Moreover, both FKRM and GCB are the
การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ
การจัดสรรครั้งต่อไป (Next Allowable Limit) หมายเหตุ ขออนุมัติวงเงิน 200,000 200,000 0 300,000 รายงานการใช้วงเงิน 100,000 200,000 100,000 300,000 ขออนุมัติวงเงิน 200,000 400,000 100,000 100,000 รายงานการ
manage liquidity of fixed income funds and mixed funds that invest at least 60 percent of the net asset value in debt securities. The limit for such transactions is increased from 10 percent to 30
the accounts of the Company and its subsidiaries which the operation of subsidiaries have not yet significant, the Management Discussion and Analysis have been submitted based on separate financial