to prevent conflict of interest; (2) risk management system to prevent damage caused by risk arising from business operation to the extent that it does not have an adverse affect on the business
caused by risk arising from business operation to the extent that it does not have an adverse affect on the business operation of the securities company. Risk to be taken into appraisal in risk management
receiving requisition of investment unit redemption, the scope and limitiation of appointment shall be in accordance with the following rules: (1) in case of investment units in category of gold ETF , the
, the scope and limitiation of appointment shall be in accordance with the following rules: (1) in case of investment units in category of gold ETF, the appointment to be the agent in the Kingdom of
of investment unit redemption, the scope and limitiation of appointment shall be in accordance with the following rules: (1) in case of investment units in category of gold ETF , the appointment to be
company”. 4 Clause 5 In appointing a juristic person to be an agent for selling investment units or receiving requisition of investment unit redemption, the scope and limitiation of appointment shall be in
ASEAN GREEN BOND STANDARDS First issued: November 2017 Revised: October 2018 2 ASEAN GREEN BOND STANDARDS 2018 CONTENTS Page Introduction 3 Definitions 6 1.0 Scope of the ASEAN Green Bond Standards 7
ASEAN SOCIAL BOND STANDARDS Issued: October 2018 2 ASEAN SOCIAL BOND STANDARDS 2018 CONTENTS Page Introduction 3 Definition 6 1.0 Scope of the ASEAN Social Bond Standards 7 2.0 Objective of the ASEAN
changes in behaviour. The landscape Asia remains a diverse region, with a range of economic, legal, and political systems. Economic development and market sizes vary (see Table1). The Asian Roundtable