The Approval of Personnel in the Capital Market Business
Ministers and Central Bank Governors meeting in Ankara 4-5 September for endorsement as joint G20/OECD Principles and transmission to the G20 Leaders Summit in November 2015. The revised Principles maintain
. 2546 (2003). “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish
upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
Finance, under the recommendation of the SEC Board, had denied a digital asset business licence for Coin Asset Co., Ltd.Earlier https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=7293 SEC urges digital
Housing Project.Despite its recommendation for non-approval, SCAN board of directors decided to submit the matter for shareholders? consideration because of Pinmuk?s additional proposal to make voluntary
, conditions and procedures as specified in the notification of the SEC upon the recommendation of the Bank of Thailand.
service; (4) securities underwriting; (5) mutual fund management; (6) private fund management; (7) other businesses relating to securities as specified by the Minister upon recommendation of the SEC