the SEC office on March 19, 2021 and the auditor is limited its scope of the review or audit by the GL’s executives of the securities issuer for that the financial statement that caused MD&A for Q3

limiting the reviewing scope by the PLE management and not complying with the generally accepted accounting principles. Moreover, the exclusion of Techner?s interim financial statements from those of

Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules

, concise and reliable. [M] · Making a contract identified clearly a data confidentiality and scope of work and service level agreement. [A] 2. Service provider controlling · In case of get a service on

selection a service provider and select the provider which have a operational procedure careful, concise and reliable. [M] o Making a contract identified clearly a data confidentiality and scope of work and

Bangkok, March 27, 2012 ? The SEC directs Pan Asia Footwear Plc. ("PAF") to rectify its financial statements for Q3/2011 and year 2011 due to the company ' s management imposed scope limitation and

statements with the following notes:(1) the auditor?s scope was limited by GSTEEL and GJS management on the issues of loan approval and the machinery purchases to offset certain debtor?s default; (2)  the

the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would

followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply https://publish.sec.or.th/nrs/8264p.doc 6564p.doc

accurate and reliable. Last December, the SEC had filed complaints against former SECC Chairman Sompong Witthayaraksan and other four accomplices on account of defrauding and embezzling the company?s assets