Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
, from the board of directors (including the investment committee) to the management and staff of relevant business units; Principle 2: Institutional investors should prevent and manage conflicts of
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 30/09/2016 | Close Selling Date : 07/10/2016
The SEC has disclosed the statistics on the reporting of investment scams in the capital market through the Investment Scam Hotline 1207, extension 22. The reporting system is also available on
names of foreign personnel of foreign business operators, allowing a more flexible timeframe from one business day in advance to within seven business days from the day investment information or advice
by the SEC Board and its deposit/withdrawal service for all types of cryptocurrency in its Trade Wallet. The suspension of such services may cause damage to the public. Pursuant to Paragraph 1 of
Bangkok, 23 February 2024 – The Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd
ก.ล.ต. ได้รับเลือกเป็นตัวแทนจากหน่วยงานกำกับดูแลตลาดทุนในภูมิภาคเอเชีย-แปซิฟิก ให้เป็นกรรมการในคณะกรรมการองค์กร ก.ล.ต. นานาชาติ (Board of International Organization of Securities Commissions: IOSCO
Bangkok, April 21, 2015 - The SEC suspended {A}, a securities investment consultant of RHB OSK Securities (Thailand) Plc. (RHB OSK) for taking securities trading orders from a person who is not the