: The personal data that the SEC Office collects includes both direct and indirect data, for example, identification number/passport number, title, name, surname (Thai/English), date of birth, citizenship
. Karin Zia-Zarifi, Consultant of the Securities and Exchange Commission for their assistance with the translation.
trust can sell units to high net-worth investors or general investors (in case of selling to retail investors, listing of the units in the Stock Exchange is required to enhance the liquidity). In case
structure A REIT is not a juristic person, but a pool of assets owned by a trustee. A trustee is entrusted with powers to oversee and administer assets of the trust in interests of the unitholders, who are
intermediaries to sell the products in renowned markets; China, Japan and Korea, for example, while the cooperation with the European Union (EU) has been established to allow offer for sale of units of Thai mutual
confirmation documents to make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage
managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by
with the offering price lower than 90 percent of the market price, to a specific investor or group of investors whether in private or public. Calculations of the offering price Shares
. Available. Registration with the ThaiBMA - Only long-term bonds. Only long-term bonds. Only long-term bonds. Ratings - - - Required. [1] This means persons who are related to the issuer in terms of
under Thai laws and having duty under section 56 (there are minority shareholders) Listed companies Company which listed companies hold > 50 percent shares Other public company limited (approval