Exchange Act B.E. 2535 (1992)], in case of selling units of foreign collective investment scheme to institutional or high net worth investor. (2) preparing supplementary information for offering for sale
customer base while also preparing to accommodate new clients this year. Moreover, there was an additional depreciation calculated by the investment in assets used in production to boost efficiency and
-month period. due to some reduction of orders from clients and the Company’s process of changing its customer base while also preparing to accommodate new clients this year. Moreover, there was an
Company’s process of changing its customer base while also preparing to accommodate new clients. Moreover, there was an additional depreciation calculated by the investment in assets used in production to
electronic data filing. Clause 4. The following securities companies shall be exempt from preparing and filing the reports under this Notification: (1) Any securities company, which ceases its securities
preparing and filing the reports under this Notification: (1) Any securities company, which ceases its securities business in all categories or which is suspended from its securities business in all
companies shall file the reports via securities company reporting system by following the Office’s rules of electronic data filing. Clause 4. The following securities companies shall be exempt from preparing
marketing representative of private funds; “Customer solicitation” means soliciting of customer to enter into an agreement with a private fund management company by preparing investment plans for such
by preparing investment plans for such customer; “Office” means the Office of the Securities and Exchange Commission. 1 Repealed for amendment by the Notification of the Securities and Exchange