financial advisor to provide investors, in advance, with complete information and thus enable their prudence decision-making. The SEC therefore notified ADAM board of directors to provide clarification on the
issuers.Moreover, considering the potential of banks and their subsidiaries to provide selling agent services for ASEAN CIS, the SEC has coordinated with the Bank of Thailand to allow the banks licensed to undertake
Some business operators wish to provide services of specific securities business, for example, brokerage, dealing and underwriting of equity instruments or private fund management, but are unable to
investment. The SEC thus encourages capital market business personnel, especially investment consultants, investment analysts and personnel who provide services of making decisions on investment for investors
Bangkok, May 14, 2014 ? The SEC allows broader investment in foreign investment products and permits more business operators to provide services in foreign currency denominated securities. SEC
establish witness protection measures which can be granted during the stage of SEC’s investigation. The measures will provide SEC another prospect to obtain credible information and evidence that will
appropriate investor protection measures in place according to the investor types, the SEC is proposing to amend relevant regulations to provide an alternative channel for Rehabilitation Listed Company that
agreed that Mr. Anurak would perform as a market maker to provide liquidity to Bitkub Exchange, and Bitkub would provide financial support to Mr. Anurak for the performance of liquidity providing. During
Zahorski, managing director. They agreed that LLC Fair Expo would perform as a market maker to provide liquidity to Satang Pro Exchange, and Satang would provide credit line to LLC Fair Expo for the