conducting this public hearing on the draft amendments which contain the key points as follows: (1) Qualified Subordinated Debt that can be excluded from the total liabilities in the net capital calculation
practices within the DA industry. On 15 August 2023, the SEC Board Meeting No. 13/2566 gave its initial approval to the proposed amendments. The proposed amendments contain the following essences: (1
directors which contain important matters as follows: (1) types or characteristics of the persons entitled to propose persons to be appointed as SET director, namely juristic persons whose role reflects
contain important information pertaining to shareholders’ rights including the rights to nominate candidates for the election of directors, the SEC has reminded Mr. Suphanan, the officer in charge of
SEC as well. Preparation and disclosure of Form 56-1, although not necessarily be lengthy or extremely detailed, must contain adequate and accurate information in materiality and be made in a timely
the securities companies have not yet conducted securities research (full report) of such securities. The ASCO's regulation will be effective on June 1, 2013. The company report will contain useful data
the securities companies have not yet conducted securities research (full report) of such securities. The ASCO?s regulation will be effective on June 1, 2013. The company report will contain useful data
statement for futures trading that contain the minimum aspect of disclosure prescribed by the SEC Office. Hence, for the purpose of providing the derivatives broker with guideline for preparing a risk
that contain the minimum aspect of disclosure prescribed by the SEC Office. Hence, for the purpose of providing the derivatives broker with guideline for preparing a risk disclosure statement for futures
statement for futures trading that contain the minimum aspect of disclosure prescribed by the SEC Office. Hence, for the purpose of providing the derivatives broker with guideline for preparing a risk