and easier; and (7.5) The request for the License return will enable the Company to shut down the business that has always suffered losses, which has not yet been able to speculate profitability and
contained in the Registration Statement is vested in the issuer. If the Registration Statement contains any false statement or particulars or omits to state any material information which should have been
consideration that the true intention or the substance of the offer for sale of the structure notes constitutes an avoidance of the provisions of the Securities and Exchange Act or this Notification; (2) the
amended). Moreover, the said PP Transactions require an approval 3 from the shareholders’ meeting whereby the resolution must be passed by a vote of not less than three-fourths of the votes of the
may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter
Exchange of Thailand (the “SET”) for 15 consecutive business days prior to the date on which the Board of Directors unanimously passed the resolution to propose such offering to the EGM, which is during the
Securities and Exchange Commission concerning the Principles for Undertaking Securities and Derivatives Businesses . Division 3 Substance of provisions _____________________________ Clause 4 The requirements
approval under this Notification but there are certain facts indicating that the purpose or the substance of such offer is intended to avoid compliance with any provision of the 3 Securities and Exchange Act
investigating and compiling additional facts and evidence on SCIB-C1 case and has closely coordinated with the Stock Exchange of Thailand in this matter.? ?Although we have pursued our own investigation, but
deemed material in relation to the offering of the TPIPL stocks to the public, was not included or disclosed in the draft prospectus filed with the SEC. Therefore, TPIPL contravened Section 77 of the same