managers who have been operating such businesses since before 27 November 2020 and would like to continue such business operation that they are required to apply for the respective licenses with the SEC by
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matter that affects unitholders in all classes: (A) A matter that equally affects unitholders in all classes requires a resolution with majority or special resolution of all investment units outstanding
) For mutual fund which investment units are not securities listed in the Stock Exchange, the NAV and investment unit values as of the last business day of each month shall be announced within the
). MTN program - - - - Registration with the Thai BMA - - - - Ratings - - - Required. [1] For issuance and offering of bonds to II by issuers that are not financial institutions or registered as the
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
Transferable Subscription Rights (TSR) is an instrument to enable investors with liquidity to sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders
) Prohibiting offering of all types of securities in accordance with the Securities and Exchange Act of 1992 in the case where the Stock Exchange of Thailand (SET) publishes a warning sign on any listed company
the amendments to regulations on ETFs, with which most of the respondents’ expressed opinions are in agreement. The SEC has therefore issued the amended notifications on the ETFs with the salient
effective communication and understanding with all stakeholders. Rulemaking, however, will not be the only tool; other approaches are also incorporated to allow the investing public to access and benefit from