licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
the most recent financial statements or the consolidated financial statements, excluding companies operating financial institution business; (2) Requiring listed companies with the characteristics
Exchange Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors . “ financial institution ” means: (1) a commercial bank under the Law on Financial Institutions ; (2) a
Commission concerning Maintenance of Capital of Investment Advisors and Derivatives Advisors. “financial institution” means: (1) a commercial bank under the Law on Financial Institutions 1 ; (2) a financial
Establishment of Mutual Funds and Execution of Agreements for Private Fund Management ; (7) “ major shareholder ” means a person directly or indirectly holds shares of a juristic person exceeding 10% of the total
business in the category of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of
category of private fund management; (6) “ gold ETF ” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of Mutual Funds and
of private fund management; (6) “gold ETF” means a gold ETF established under the Notification of the Office of the Securities and Exchange Commission concerning Establishment of Mutual Funds and
establishment on 7 June, 2016, registered capital and paid –up capital 10,000,000.-Baht, with 100,000 ordinary shares with a value of 100.00 Baht. 2) Transaction Date On October – December, 2017 3) Type of