institution established in accordance with other laws, and after having obtained a license from the Minister upon the recommendation of the SEC. The formation of a limited company or of a public limited company
Knowledge (2) Related Rules and Appropriate Investment Advisory (3) Knowledge on non-complex capital market products 1 Obtained a bachelor’s degree ✓ ✓ ✓ 2 Passed Level 1 or higher of the Certified Investment
Planning (CFP module 1 and module 2, curriculum approved by the SEC Office, or any others under remark 1)2 1 Qualified to apply for, or having obtained, an approval to be a capital market investment analyst
the following changes to be made to the report so that more comprehensive information can be obtained as needed, for example, 1) country code of the securities issuer, 2) average cost of securities
are strongly advised to be careful with any solicitation to invest with the company because HashBX has not obtained an approval to operate a digital asset business from the Ministry of Finance, nor has
. The public should be aware that none of the three digital assets or ICOs have applied for or obtained an approval from the SEC. Thus, anyone receiving information or solicited to invest in such digital
which EA is a 99.99% shareholder (namely EA Solar Nakornsawan Company Limited (ESN) and EA Solar Lampang Company Limited (ESL)), jointly failed to perform their duties with dishonest intent and obtained
obtained unlawful gains for themselves or another person which caused damage to EA and two subsidiaries or deprived EA and two subsidiaries of its rightful benefit. In this regard, they jointly proceeded to
risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. Accordingly, the act of Zipmex did not operate other than the