his holding of SVI securities but failed to prepare and disclose report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board
Mr. Phonlasit Phumiwasana Between October 6, 2009 and November 5, 2009, Mr. Phonlasit Phumiwasana, who acted together or was acting in concert with Mr. Derake Vongchinsri, Mr. Thanapan
duty required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 3/2021 Settlement Committee Order No. 26/2021 Dated 21/07/2021
profit in the last three years. SEC Act S.241 Settlement Committee Meeting No. 4/2013 Settlement Committee Order No. 35/2013 Dated 20/06/2013
failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 2/2021 Settlement Committee Order No. 10/2021 Dated 09
Mr. Pattanapong Tanumathaya Between December 22, 2005 and July 20, 2007, Mr. Pattanapong Tanumathaya failed to comply with rules specified by Securities and Exchange Commission. In this regard, Mr
procedures as specified in the Notification of the Capital Market Supervisory Board by failing to supervise transactions that are considered conflicts of interest by investing in two of IPO securities for
, conditions, and procedures as specified in the Notification of the Capital Market Supervisory Board to supervise transactions that are considered conflicts of interest by investing in unrated and unlisted bill
2020 to the SEC office and notified the financial statement on Bitazza?s website on June 2, 2022 later than the period specified in the notification. DAB Act S.30 Settlement Committee Meeting No. 7
to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 5/2021 Settlement Committee Order No. 35/2021 Dated 15/09/2021