Bangkok, January 7, 2015 ? The SEC revoked an approval of {A}, a securities investment consultant of KKTRADE Securities Company Limited Ltd.The SEC learned of {A} case from an investigation report
Bangkok, December 8, 2014 - The SEC suspended {A}, a capital market investment consultant and investment planner for six months. She was an Assistant Managing Director of {X1} Co., Ltd., while the
Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment
. Save and Close × Home > Laws/Regulations > Regulations > Mutual Fund Regulations SHARE : Detail Content Mutual Fund A mutual fund is a significant investment
. Prescription of additional rules 6. Calculation and announcement of net asset values (NAV) 7. Procedures for incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports
. Prescription of additional rules 6. Calculation and announcement of net asset values (NAV) 7. Procedures for incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports
Re: Prospectus for Offer for Sale of Investment Units of Retail Fund, Mutual Fund for Accredited Investor and Mutual Fund for Institutional Investor Form 123-1 (Enclosed to the Notification of the
-oriented support to the fund industry to promote long-term investment in mutual funds, aiming to foster financial well-being for youth education as well as post-retirement living. Additionally, a focus is