of the types specified in the license within one hundred and eighty days as from the date of receiving the license; (3) 1 maintaining the qualifications specified under Clause 4 and proceeding with the

investigation against the Defendant’s properties and it has been found that the Defendant does not currently engage in any business whatsoever and is in the progress of bankruptcy proceeding with the debtor. 1.2

injured person. I n addition, the plaintiff and the counsel for the plaintiff are the representatives of the class members in proceeding with the case in Court. The judgment of the Court shall have the

of the shareholders or [iii] any other proceeding in order to perform in accordance with law on capital market, which have to be provided the asset appraisal for support. “law on capital market” means

on detecting, arresting, prompt proceeding and imposing proportionate sanctions, to build trust and confidence in the capital market. SEC Assistant Secretary-General Kumpol Sontanarat gave a

Form for registration/change of information/termination of SEC Account is part of the proceeding under the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021

proceeding under the SEC Office’s Standard Procedures for Electronic Transmission of Information B.E. 2564 (2021). The SEC Office has the duty to collect, use or disclose personal data on the legal basis of

directors and persons with power of management , without conflict of interest which may cause the lack of independency in proceeding mutual fund rating, and is capable of operating the work impartially and

relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding

accused of or subjected to criminal proceeding, whether under Thai or foreign laws, concerning [i] unfair practice of trading securities or derivatives, or [ii] fraudulent, deceptive or unlawfully