business in the category of securities brokerage, securities dealing, securities underwriting or mutual fund management, excluding the financial institution established under other law and licensed to
Section 121 Securities and Exchange Act B.E. 2535 Section 121. A mutual fund supervisor shall be a commercial bank or a financial institution which has qualifications as specified in the notification
the specified period under Clause 10, liquidator shall apply for a waiver for liquidation periods of property fund for solving financial institution problems, mutual fund for solving financial
of exchange issued, accepted or avaled by or drawn on financial institution will no longer be exempted but will be defined and regulated as securities under the Securities and Exchange Act B.E. 2535
purchase the securities issued or offered for sale by the issuer or the seller. “company”4 means any limited company, public limited company and shall include : (1) public organization; (2) provincial
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
establishment on 7 June, 2016, registered capital and paid –up capital 10,000,000.-Baht, with 100,000 ordinary shares with a value of 100.00 Baht. 2) Transaction Date On October – December, 2017 3) Type of
/news/201904/19040026.pdf -ร่าง- and Management of Property Funds for Solving Financial Institution Problems; 2 (2) Notification of the Capital Market Supervisory Board regarding Rules, Conditions and