firms and the audit work quality of listed companies.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The overall results of the second-cycle inspection show continued improvement in the work
The Securities and Exchange Commission (SEC) has considered it appropriate to designate 31 July 2023 as a normal business day for securities companies and derivatives business operators to prevent
evidence, SEC has found that Artit gave investment advice and solicited the general public to invest in securities and derivatives. In so doing, he used the Japhoon Facebook account as an advertising channel
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ - Securities and Exchange Commission Thailand อยู่ระหว่างปรับปรุงข้อมูล หากต้องการสอบถามข้อมูลกรุณาโทร 1207 หรือ e-mail: info@sec.or.th For
company’s interest to ensure they are disclosing in line with the framework.”Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand, said: “The SEC is very pleased to
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer (No. 2)
Registration of Derivatives Business Operator in the Category of Derivatives Broker and Derivatives Dealer
Licensing the Derivatives Exchange and Derivatives Clearing House
Approval for Undertaking Derivatives Business in the Category of Derivatives Brokerage Limited to Precious Metals Derivatives
Re: Registration of Licensed Derivatives Business Operator in the Category of Derivatives Fund Manager