derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
promote transparency and disclosure, thereby underpinning the integrity of the market. The Principles also raise awareness of the importance of environmental and social impact among financial market
control the system concentration limit not concise and does not manage the mutual fund management program as approved. SEC Act S.117 and 125(1) in conjunction with Section 90 of the Penal Code
°√√¡°“√∫√‘…—∑®¥∑–‡∫’¬π 8 2. ç°√√¡°“√é §«√ªØ‘∫—µ‘Àπâ“∑’ËÕ¬à“߉√ „πÀ≈—°®√‘¬∏√√¡∑—Ë«‰ª (code of business conduct) °√√¡°“√§«√∑”Àπâ“∑’Ë‚¥¬§”π÷ß∂÷ßÀ≈—°§«“¡´◊ËÕµ√ß (integrity) §«“¡‚ª√àß„ µ√«® Õ∫‰¥â (transparency) ·≈–§«“¡‡ªìπ
and respect for human rights, including a fair level of remuneration and other benefits, a level of welfare that is not less than the legal limit (but can be over the legal limit where appropriate), hea
market confidence and business integrity, which in turn is essential for companies that need access to equity capital for long term investment. Access to equity capital is particularly important for future
may not be able to execute some types of orders, such as ‘stop-loss’ or ‘stop-limit’ orders, placed by the Client to limit his/her losses, since market conditions at the time the order is placed may
) rating mutual fund and publishing the information on mutual fund rating with honesty, fairness, impartial, independence as well as due care for the sake of information recipients; (3) indicating the
_____________________________________________________________________ Remark : The investment management of mutual funds and private funds shall be carried out by fund managers with qualifications and appropriate characteristics i.e. having knowledge, ability, honesty
_____________________________________________________________________ Remark: The investment management of mutual funds and private funds shall be carried out by fund managers with qualifications and appropriate characteristics i.e. having knowledge, ability, honesty