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This public hearing proposes to revise the qualifications for private funds under the definition of “Institutional Investor.” The proposal would allow private funds to be recognized as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11597

SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

of the opinion that the OTO’s proposed offering for sale of capital increase shares through private placement was appropriate. With regard to the company’s investment in HPS, although such investee

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC public hearing on proposed amendment to licensing rules to accommodate new securities business licenses related to equity intermediaries and private fund management

types of securities business license, namely (1) Type E Securities Business License* for equity instruments, and (2) Private Fund Management License. The proposed amendment aims to increase choices of

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8100

SEC public hearing on proposed regulations to allow SMEs and startups to offer sustainability-themed bonds via crowdfunding and private placement

industries. The SEC is therefore proposing to amend the regulations on debt securities offering to support the issuance and offering of sustainability-themed bonds through crowdfunding and private

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9903

SEC, together with ADB and PDMO, jointly organizes an educational seminar on sustainable finance promoting for the public and private sectors

With the opening keynote speech given by Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, Acting Secretary-General, the seminar is aimed to provide the public and private sectors, state

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10313

SEC jointly with private sector launches ?A thousand baht, Start a journey to your dream? to boost saving and investment discipline

Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5313