As the SEC and SFC have developed the bilateral cooperative framework regarding HK-TH MRF to facilitate cross-border offerings of funds between Hong Kong and Thailand, this by extension will help
extension of the bond maturity date for a period of one year and six months; Agenda item 2: Consideration for approval of a partial repayment of the principal by reducing the face value per unit by not
another financial advisor to supplement the clarification of the reasonable assumptions and the review on the fair value of the investment. PACE thus requested a deadline extension to 15 January 2018 to
: ............................................(authorized person) for and on behalf of ................................... Contact person: .................................................... Phone: ......................... E-mail
: ............................................(authorized person) for and on behalf of ................................... Contact person: .................................................... Phone: ......................... E-mail
, THUNGMAHAMEK SATHORN, BANGKOK 10120 PHONE : +66 (0) 2625 1188 FAX : +66 (0) 2625 1103 www.jubileediamond.co.th No. CS10/2019 August 13rd, 2019 Subject: Interim Dividend Payment 2019 Attn: Director and Manager
a number of orders via mobile phone. For {B}, the SEC probed into the case and found that she failed to keep complete record of a number of a client's securities trading orders and admitted that the
had received the trading orders from the client's authorized person via mobile phone. The SEC further probed into the case and found communication record between {A} and the client's authorized person
order form (Form F8) despite the fact that those trading orders were made via mobile phone. Use of Form F8 therefore was inappropriate submission of trading orders because such Form must be used in
December 2016. On 01 September 2016 an Extension agreement was entered between the two parties to extend the call option period for two years up to 31 December 2018. An amendment to the Extension Agreement