such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
access to the information regarding changes of the outsourced companies which might affect the business, or the provisions stipulating that the business providers must have necessary resources and
recently been issued. Essentially, an equity issuing company is required to comply with the following provisions: (1) the equity to be allocated to various persons must be segregated clearly based on the
: * Not subject to the provisions on public offering of securities under Chapter 3 of the Securities and Exchange Act B.E. 2535 (1992).
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
accepted by the Anti-Money Laundering Office. As a result of the application rejection, Coin Asset, which had been operating business by virtue of the Transitional Provisions of the Emergency Decree on
Notification of the Securities and Exchange Commission No. GorJor. 16/2561 Re : Criteria, Provisions, Procedure for Approval of an ICO Portal Service Provider dated July 3, 2018 ( Effective as of July 16, 2018
5 This Notification contains the provisions on providing services to clients regarding investment in capital market products denominated in foreign currency in the following matters: (1) General
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding
Standard of Business Operation, the intermediary shall comply with the rules prescribed in this Notification. Clause 5 This Notification contains the provisions on providing services to clients regarding